The BBA is the voice of the banking industry for all banks who operate within the uk
Transaction Reporting Workshop
03 March 2010 Bankers Association, Pinners Hall, London EC2N 1EX
Member Price £468.83 including VAT
Non-Members Price £586.33 including VAT
Register and pay online or complete the order form
Introduction
The FSA has highlighted the potential benefits firms and individuals may obtain if they are provided with clarity regarding their regulatory requirements for transaction reporting. In light of the FSA concerns regarding the industry efficiency, the BBA and Xtrakter have created this one-day training workshop to both inform and educate participants about their regulatory reporting requirements. The workshop will communicate the importance of being compliant and the consequences of failing to do so.
This proactive and innovative event aims to both inform and educate participants about the critical obligations facing firms who have transaction reporting obligations to the Financial Services Authority (FSA). Industry best practice will be explored to help firms comply with the rules. It will also explore the regulatory areas impacted by transaction reporting and therefore the risks associated with failures in this regard.
The FSA has highlighted to the BBA and Xtrakter concerns it has regarding the industrys level of awareness and compliance with transaction reporting obligations from a UK regulatory perspective.
Key benefits of attending
- Gain essential information on how to ensure your firm is compliant
- Explore industry best practice and reporting solutions
- Achieve detailed knowledge of your reporting obligations to the FSA
- Gain greater insight into related industry failings and FSA finings
Who should attend?
This workshop will be of interest to senior and middle management from the following areas:
- Compliance
- Operations
- Risk
- Information technology
- Other regulatory reporting lines including front and back office and senior management responsible for oversight
Facilitated by:
Xtrakter is a leading provider of capital markets data, operational risk management, trade matching and regulatory reporting services to the global securities market. It has an established track record in providing innovative, secure and reliable systems for the financial services sector. Under the Markets in Financial Instruments directive (MiFID), Xtrakter is an Approved Reporting Mechanism (ARM) to the: FSA (UK), AMF (France) & AFM (Netherlands). Xtrakter additionally provides primary dealers with an onward reporting facility to the National Bank of Belgium (NBB) in accordance with the NBB and Securities Regulation Fund requirements. Xtrakter was established in 1985 and is part of the Euroclear group of companies. It has 300 clients located globally, processes 2m transactions daily and has registered offices in the United Kingdom.